Global Certificate in Financial Derivatives: Compliance Essentials
-- viewing nowThe Global Certificate in Financial Derivatives: Compliance Essentials is a comprehensive course that equips learners with critical skills in financial derivatives compliance. This course is essential in today's financial industry, where regulatory requirements are constantly evolving.
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Course Details
• Financial Derivatives: Introduction
• Regulatory Framework for Financial Derivatives
• Compliance Risks and Controls in Derivatives Trading
• Global Standards for Derivatives Trading: Dodd-Frank Act, EMIR, MiFID II
• Know Your Customer (KYC) and Anti-Money Laundering (AML) Compliance
• Derivatives Market Surveillance and Reporting
• Trade Reconciliation and Confirmation
• Risk Management and Mitigation in Financial Derivatives
• Compliance Best Practices for Financial Derivatives
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